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ACAMS Certified Cryptoasset Anti-Financial Crime Specialist Examination Sample Questions (Q58-Q63):
NEW QUESTION # 58
Which of the following would you review as part of standard due diligence? (Select Two.)
- A. Negative news
- B. Blockchain exposure
- C. Dark web forums
- D. Beneficial ownership
Answer: A,D
Explanation:
Standard due diligence typically involves reviewing negative news and verifying beneficial ownership to understand the customer's background and potential risk factors.
Dark web forums (B) and blockchain exposure (D) are more advanced or enhanced due diligence techniques, used when higher risk is identified.
NEW QUESTION # 59
Which cryptoasset type is most associated with anonymity risk?
- A. Security token
- B. Governance token
- C. Privacy coin
- D. Stablecoin
Answer: C
Explanation:
Privacy coins like Monero use cryptographic features to obscure transaction details, increasing AML risk and regulatory scrutiny.
NEW QUESTION # 60
Which is the first action a virtual asset service provider (VASP) should take when it finds out that its customers are engaging in virtual asset (VA) transfers related to unhosted wallets and peer-to-peer (P2P) transactions?
- A. Enhance existing risk-based control framework to account for specific risks posed by transactions related to P2P or unhosted wallets.
- B. Collect and assess the data on transactions related to P2P or unhosted wallets to determine if it is within its risk appetite.
- C. Freeze accounts with records of transactions related to P2P transactions or unhosted wallets.
- D. Allow VA transfers related P2P or unhosted wallets below 1,000 USD or the equivalent amount in local currency, or per defined thresholds in local regulations.
Answer: B
Explanation:
Upon identifying customer engagement with unhosted wallets or P2P transfers, the first step a VASP should take is to collect and assess data on such transactions. This assessment helps determine if these activities fall within the firm's risk appetite and what enhanced controls or actions may be needed.
Immediate account freezing (B) is not the first step without assessment; neither is allowing transfers (A) without risk consideration. Enhancing risk frameworks (D) is important but follows from an initial data-driven risk assessment.
Relevant guidance:
FATF Recommendations and DFSA AML Module require VASPs to maintain a risk-based approach that begins with data collection and risk assessment on unhosted wallet transactions.
The DFSA's 2023 Dear MLRO letters and thematic reviews stress proportionality and evidence-based responses rather than immediate punitive measures.
Enhanced due diligence (EDD) and risk mitigation measures, including potentially freezing accounts, come after assessment of the risk level【AML/VER25/05-24: Sections 4.1, 6.4, 13; 20230406Dear_MLRO_Letter_re_IEMS.pdf】.
Hence, C is the appropriate first action.
NEW QUESTION # 61
Which key type of information allows financial intelligence units to combat the risk of anonymity in virtual currencies?
- A. The data connecting the transaction information to the virtual address
- B. The data reconciling the transaction and the identity of the receiver
- C. The data referring to the timing of the transaction
- D. The data associating the virtual address to the identity of the owner
Answer: D
Explanation:
The most critical information enabling FIUs to address anonymity risks is data linking a virtual address to the real-world identity of its owner. Without this association, blockchain addresses remain pseudonymous, hindering effective AML efforts.
While transaction timing (A), identity of receiver (B), and transaction-to-address mapping (C) are useful, ownership linkage (D) is essential to break anonymity.
FATF and DFSA guidance prioritize obtaining ownership information through KYC and intelligence sharing.
NEW QUESTION # 62
Which are essential components of an AML program for Customer Due Diligence (CDD)? (Select Three.)
- A. Requirement to maintain an accurate and complete list of virtual assets exposed to high risk of misuse
- B. Requirement to keep all information necessary to maintain a customer's risk profile
- C. Procedures to annually review all clients
- D. Procedures to address circumstances where the true identity of a customer is questionable
- E. Procedures to ensure that high-risk customers' IP addresses are subject to ongoing monitoring
- F. Requirement for training of staff responsible for gathering CDD information
Answer: B,D,F
Explanation:
An effective AML CDD program must include:
Staff training on gathering CDD (A)
Maintaining complete information to support risk profiling (B)
Procedures to address situations where the customer's true identity is unclear or questionable (F) Annual client reviews (D) and IP address monitoring (E) may be part of broader AML controls but are not fundamental CDD requirements. Maintaining a list of high-risk virtual assets (C) is important but relates more to product risk management than direct CDD.
NEW QUESTION # 63
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